Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Herbert

    IRN AXH20680

    • [FCA CF] Significant management (12 Mar 2021 to 13 Mar 2021)
    • SMF5 Head of Internal Audit (27 Jan 2020 to 5 Sep 2025)
  • Ajay Tailor

    IRN AXT00189

    • [FCA CF] Significant management (17 Dec 2020 to 30 Apr 2021)
  • Alan Richard Hunter

    IRN ARH01112

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2021)
    • Responsible for Insurance Mediation (1 Nov 2012 to 30 Sep 2018)
    • CF1 Director (23 Oct 2012 to 15 Nov 2012)
  • Amanda Byrne

    IRN AXB00766

    • [FCA CF] Significant management (22 Apr 2021 to 25 Aug 2023)
  • Andrew Haydn Mintern

    IRN AHM01109

    • SMF3 Executive Director (since 24 Feb 2026)
    • SMF2 Chief Finance (since 24 Feb 2026)
  • Andrew John Baughan

    IRN AJB01704

    • Responsible for Insurance Distribution (13 Sep 2022 to 1 Oct 2024)
    • SMF18 Other Overall Responsibility (13 Sep 2022 to 1 Oct 2024)
    • [FCA CF] Significant management (17 Dec 2020 to 1 Oct 2024)
    • CF29 Significant management (26 Jun 2019 to 8 Dec 2019)
  • Andrew Ramsden

    IRN AXR00955

    • [FCA CF] Significant management (1 Aug 2024 to 1 Oct 2024)
  • Andrew Stuart Watson

    IRN AXW01302

    • SMF7 Group Entity Senior Manager (3 Nov 2022 to 26 Jun 2024)
  • Antonios Erotocritou

    IRN AXE01642

    • SMF1 Chief Executive (7 Jan 2025 to 5 Jan 2026)
    • Responsible for Insurance Distribution (7 Jan 2025 to 5 Jan 2026)
    • SMF3 Executive Director (7 Jan 2025 to 5 Jan 2026)
    • SMF24 Chief Operations (7 Jan 2025 to 15 Dec 2025)
    • CF1 Director (13 Jul 2018 to 24 Apr 2019)
  • Antony Robert Scott

    IRN AXS00529

    • [FCA CF] Significant management (17 Dec 2020 to 31 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.