Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aurelio Cusaro

    IRN AXC02470

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (18 Jan 2019 to 8 Dec 2019)
  • Carwyn Alan Jones

    IRN CAJ01096

    • [FCA CF] Significant management (21 Aug 2023 to 26 Jun 2024)
  • Catherine Ellen Lewis

    IRN CEW01064

    • SMF12 Chair of the Remuneration Committee (22 Sep 2022 to 26 Jun 2024)
  • Christine Elaine Dandridge

    IRN CED01021

    • CF2 Non Executive Director (4 Jan 2019 to 11 Jun 2019)
  • Christopher Kent

    IRN CXK01512

    • SMF3 Executive Director (25 Nov 2024 to 5 Jan 2026)
    • SMF2 Chief Finance (25 Nov 2024 to 5 Jan 2026)
    • CF1 Director (10 Aug 2018 to 12 Sep 2019)
  • Clive Bouch

    IRN CXB02017

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Jun 2022)
    • CF2 Non Executive Director (12 Dec 2018 to 8 Dec 2019)
  • Craig Ball

    IRN CXB01714

    • SMF7 Group Entity Senior Manager (13 Sep 2022 to 14 Jun 2024)
  • David Cahoon

    IRN DXC01611

    • SMF18 Other Overall Responsibility (16 Sep 2020 to 1 Nov 2022)
  • David Christopher Ross

    IRN DCR01060

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF1 Director (25 Feb 2019 to 8 Dec 2019)
  • David McKnight

    IRN DXM01997

    • CF1 Director (5 Sep 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.