Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Davin Lawton-Bryce

    IRN DXL77057

    • SMF4 Chief Risk (24 Sep 2021 to 1 Nov 2022)
    • SMF16 Compliance Oversight (24 Sep 2021 to 1 Nov 2022)
  • Derek John Coles

    IRN DJC01278

    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2024)
    • CF3 Chief Executive (28 Aug 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (28 Aug 2019 to 1 Oct 2024)
    • CF1 Director (13 Mar 2017 to 8 Dec 2019)
  • Diane Cougill

    IRN DXC01452

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF1 Director (2 Oct 2018 to 8 Dec 2019)
  • Dominic Beattie

    IRN DXB00880

    • [FCA CF] Significant management (21 Aug 2023 to 31 Jul 2025)
  • Duncan Alistair Finch

    IRN DAF01100

    • SMF7 Group Entity Senior Manager (13 Jan 2023 to 26 Jun 2024)
  • Elspeth Dreisenstock

    IRN EXD00091

    • [FCA CF] Significant management (26 May 2021 to 1 Nov 2022)
  • Feilim Mackle

    IRN FXM01070

    • SMF9 Chair of the Governing Body (since 4 Apr 2025)
    • SMF7 Group Entity Senior Manager (18 Nov 2022 to 26 Jun 2024)
    • CF2 Non Executive Director (14 Feb 2019 to 11 Jun 2019)
  • Fiona Claybrook

    IRN FXC25448

    • SMF18 Other Overall Responsibility (18 Nov 2021 to 1 Nov 2022)
    • SMF24 Chief Operations (8 Apr 2020 to 18 Nov 2021)
  • Geoffrey Gouriet

    IRN GXG00096

    • [FCA CF] Significant management (16 Feb 2021 to 24 Jul 2025)
  • Glenn Morrison

    IRN GXM01468

    • SMF7 Group Entity Senior Manager (22 May 2020 to 31 Dec 2020)
    • CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.