Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graeme MacMillan

    IRN GXM02089

    • SMF7 Group Entity Senior Manager (1 Dec 2020 to 30 Sep 2023)
  • Graeme Morrison

    IRN GXM00234

    • [FCA CF] Significant management (18 Jan 2021 to 31 Jul 2025)
  • Ian James Donaldson

    IRN IJD01018

    • SMF7 Group Entity Senior Manager (13 Sep 2022 to 14 Jun 2024)
  • Insiyah Yakubali Davenport

    IRN IYA01000

    • SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (5 Mar 2019 to 8 Dec 2019)
  • JAMES HUNTER

    IRN JXH02470

    • CF1 Director (22 Feb 2013 to 1 Jan 2014)
  • Jaime Michelle Swindle

    IRN JXS26129

    • Responsible for Insurance Distribution (since 11 Dec 2025)
    • SMF3 Executive Director (since 11 Dec 2025)
    • SMF1 Chief Executive (since 11 Dec 2025)
  • James Barnard

    IRN JXB11964

    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • Janine Klaiber

    IRN JXK00188

    • [FCA CF] Significant management (18 Jan 2021 to 30 Apr 2024)
  • Jason Townsend

    IRN JXT02048

    • SMF5 Head of Internal Audit (since 2 Oct 2025)
  • Jeffrey Snyder

    IRN JXS00501

    • [FCA CF] Significant management (18 Jan 2021 to 23 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.