Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (18 Jan 2021 to 25 Aug 2023)
  • John Ivan Tiner

    IRN JIT00010

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 25 Feb 2025)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (7 Feb 2019 to 8 Dec 2019)
  • John Lester Glover

    IRN JLG01056

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Jonathan Guy Sutton

    IRN JGS01144

    • SMF3 Executive Director (13 Apr 2022 to 1 Nov 2022)
    • SMF2 Chief Finance (13 Oct 2021 to 1 Nov 2022)
    • [FCA CF] Significant management (25 May 2021 to 23 Aug 2023)
  • Jonathan James Byrne

    IRN JXB18437

    • SMF2 Chief Finance (13 Sep 2022 to 1 Jun 2024)
  • Katrina Marie Wharton

    IRN KXW24940

    • SMF16 Compliance Oversight (19 Mar 2020 to 28 Sep 2020)
    • SMF4 Chief Risk (19 Mar 2020 to 28 Sep 2020)
  • Marcus John Joseph Reynolds Golby

    IRN MJG01325

    • SMF24 Chief Operations (11 Dec 2025 to 1 Jan 2026)
  • Martyn Scrivens

    IRN MXS01924

    • SMF7 Group Entity Senior Manager (21 Oct 2022 to 25 Feb 2025)
  • Matthew William Raino

    IRN MWR01060

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (14 Feb 2019 to 8 Dec 2019)
  • Matthieu Boulanger

    IRN MXB02452

    • CF2 Non Executive Director (7 Jan 2019 to 11 Jun 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.