Katrina Marie Wharton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROWN & BROWN INSURANCE BROKERS (UK) LIMITED
FRN 745618
- SMF16 Compliance Oversight (since 1 Apr 2026)
Midas Underwriting Ltd (no longer approved here)
FRN 303525
- SMF4 Chief Risk (19 Mar 2020 to 28 Sep 2020)
- SMF16 Compliance Oversight (19 Mar 2020 to 28 Sep 2020)
URIS Group Limited (no longer approved here)
FRN 307332
- SMF16 Compliance Oversight (19 Mar 2020 to 28 Sep 2020)
- SMF4 Chief Risk (19 Mar 2020 to 28 Sep 2020)
Geo Underwriting Services Limited (no longer approved here)
FRN 308400
- SMF16 Compliance Oversight (19 Mar 2020 to 28 Sep 2020)
- SMF4 Chief Risk (19 Mar 2020 to 28 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.