Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Max Burrows

    IRN MXB09552

    • [FCA CF] Significant management (18 Jan 2021 to 31 Jul 2025)
  • Michael Haddock

    IRN MXH01740

    • CF1 Director (14 Jan 2005 to 6 Apr 2016)
  • Michael Stuart McKee

    IRN MSM01083

    • CF1 Director (3 Sep 2012 to 8 Dec 2019)
  • Neil Robert Dennis

    IRN NRD01052

    • SMF7 Group Entity Senior Manager (since 22 May 2020)
    • CF28 Systems and controls (2 Mar 2018 to 8 Dec 2019)
  • Nicholas George Kirk

    IRN NXK10755

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 14 May 2025)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 14 May 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 14 May 2025)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 14 May 2025)
    • CF2 Non Executive Director (6 Feb 2019 to 8 Dec 2019)
  • Nicola Jane Walsh

    IRN NXW00098

    • SMF24 Chief Operations (30 Nov 2021 to 1 Oct 2024)
    • [FCA CF] Significant management (17 Dec 2020 to 30 Nov 2021)
  • Patrick Noel Butler

    IRN PNB01056

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (4 Dec 2018 to 8 Dec 2019)
  • Paul Clayden

    IRN PFC01055

    • [FCA CF] Significant management (18 Jan 2021 to 31 Jul 2025)
  • Paul Donaldson

    IRN PXD01558

    • CF2 Non Executive Director (3 Nov 2016 to 1 Aug 2018)
    • CF1 Director (22 Jun 2016 to 20 Oct 2016)
  • Paul John Dilley

    IRN PJD01169

    • SMF18 Other Overall Responsibility (23 Jan 2020 to 30 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Sep 2019)
    • CF3 Chief Executive (3 Aug 2018 to 12 Sep 2019)
    • CF1 Director (3 Aug 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2018 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.