Date authorised
1 April 2013
Companies House
04040230
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Tye

    IRN PXT00124

    • [FCA CF] Significant management (17 Dec 2020 to 1 Nov 2023)
  • Peter Bellini

    IRN PJB01408

    • [FCA CF] Significant management (18 Jan 2021 to 31 Jul 2025)
  • Richard Allen

    IRN RXA00135

    • [FCA CF] Significant management (17 Dec 2020 to 1 Oct 2024)
  • Richard McKenzie

    IRN RXM02471

    • CF1 Director (20 Jun 2016 to 1 Aug 2016)
  • Robert Trevor Alfred Kells

    IRN RTK01011

    • CF1 Director (17 Dec 2012 to 6 Apr 2016)
  • Sara Smith

    IRN SXS04885

    • SMF4 Chief Risk (23 Sep 2022 to 26 Jun 2024)
    • SMF16 Compliance Oversight (23 Sep 2022 to 26 Jun 2024)
  • Sarah Godfree

    IRN SXD01573

    • SMF7 Group Entity Senior Manager (4 Jun 2020 to 24 Jul 2025)
    • CF28 Systems and controls (6 Jun 2018 to 8 Dec 2019)
  • Scot French

    IRN SXF01654

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (8 Jan 2019 to 8 Dec 2019)
  • Scott William Hough

    IRN SWH01043

    • SMF7 Group Entity Senior Manager (23 Feb 2022 to 31 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 13 Apr 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 16 Jul 2021)
    • SMF24 Chief Operations (9 Dec 2019 to 1 Jun 2021)
    • CF1 Director (20 Jul 2016 to 8 Dec 2019)
  • Simon Robert Gathercole

    IRN SRG00038

    • SMF16 Compliance Oversight (10 Dec 2024 to 15 Dec 2025)
    • SMF4 Chief Risk (10 Dec 2024 to 15 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.