Simon Robert Gathercole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midas Underwriting Ltd (no longer approved here)

    FRN 303525

    • SMF16 Compliance Oversight (10 Dec 2024 to 15 Dec 2025)
    • SMF4 Chief Risk (10 Dec 2024 to 15 Dec 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (19 Sep 2003 to 20 Oct 2003)
    • CF22 Investment Adviser (Trainee) (6 Nov 2002 to 19 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.