Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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URIS Group Limited
FRN 307332
- Director of firm who is not a certification employee or a SMF manager (since 18 Jun 2025)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 May 2025)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 May 2025)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 May 2025)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 31 May 2025)
- CF2 Non Executive Director (19 Aug 2019 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (13 Jun 2022 to 30 Apr 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2020 to 31 Dec 2020)
- SMF5 Head of Internal Audit (14 Apr 2020 to 31 Dec 2020)
- SMF1 Chief Executive (14 Apr 2020 to 31 Dec 2020)
- SMF16 Compliance Oversight (14 Apr 2020 to 31 Dec 2020)
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- SMF1 Chief Executive (14 Apr 2020 to 23 Aug 2021)
- SMF16 Compliance Oversight (14 Apr 2020 to 23 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2020 to 23 Aug 2021)
- SMF5 Head of Internal Audit (14 Apr 2020 to 23 Aug 2021)
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- SMF10 Chair of the Risk Committee (9 Dec 2019 to 14 May 2025)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 14 May 2025)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 14 May 2025)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 14 May 2025)
- CF2 Non Executive Director (6 Feb 2019 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 13 May 2025)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 13 May 2025)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 8 Dec 2022)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 8 Dec 2022)
- CF2 Non Executive Director (6 Feb 2019 to 8 Dec 2019)
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- CF2 Non Executive Director (19 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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