Date authorised
1 April 2013
Companies House
05957729
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o David Philip Soden and Michael Tagg
    Of Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174
  • Complaints Contact

    c/o Teneo Financial Advisory Limited
    The Colmore Building
    20 Colmore Circus
    Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +442078230174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Fridlyand

    IRN AXF01575

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 5 Oct 2021)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (25 Feb 2010 to 6 Mar 2016)
  • Alexander Edward Williams

    IRN AEW01090

    • SMF2 Chief Finance (10 Dec 2018 to 21 Aug 2021)
    • SIMF2 Chief Finance Function (20 Nov 2018 to 9 Dec 2018)
  • Andrew Keith Mottram McFarland

    IRN AXM01261

    • SMF2 Chief Finance (23 Mar 2023 to 27 Sep 2024)
  • Anthony Gordon Hines

    IRN AGH01092

    • CF2 Non Executive Director (9 Jul 2012 to 31 May 2014)
    • CF8 Apportionment and Oversight (19 Apr 2012 to 31 May 2012)
    • CF1 Director (29 Mar 2012 to 31 May 2012)
  • Ashwani Malik

    IRN AXM04502

    • SMF5 Head of Internal Audit (29 Mar 2022 to 14 Feb 2025)
  • Bradley Frederick Knight

    IRN BFK00002

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 31 Dec 2019)
    • SMF23a Underwriting Risk Oversight (Lloyd's) (10 Dec 2018 to 31 Dec 2019)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF23 Underwriting Risk Oversight Officer (Lloyd's) (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (30 Jul 2014 to 6 Mar 2016)
  • Christopher Peter Hare

    IRN CXH01197

    • CF10 Compliance Oversight (7 Sep 2011 to 30 Nov 2013)
    • CF1 Director (18 Sep 2007 to 30 Nov 2013)
  • Daniel John Draper

    IRN DJD01239

    • SMF4 Chief Risk (9 Sep 2019 to 13 Dec 2019)
  • Dinah Janine Gately

    IRN DXD01278

    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Oct 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 22 Oct 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 22 Oct 2018)
    • CF8 Apportionment and Oversight (10 Jul 2012 to 6 Mar 2016)
    • CF3 Chief Executive (13 Jun 2012 to 6 Mar 2016)
    • Responsible for Insurance Mediation (12 Apr 2012 to 30 Sep 2018)
    • CF1 Director (18 Sep 2007 to 6 Mar 2016)
  • Donald Cecil McCrickard

    IRN DCM01084

    • CF2 Non Executive Director (18 Sep 2007 to 31 Dec 2014)

Recent activity

Updates to this firm's record on the FCA register.

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