Ashwani Malik

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Accredited Insurance (UK) Limited (no longer approved here)
FRN 996452
- SMF5 Head of Internal Audit (9 Aug 2024 to 31 Dec 2024)
R&Q Syndicate Management Limited (no longer approved here)
FRN 460415
- SMF5 Head of Internal Audit (29 Mar 2022 to 14 Feb 2025)
Inceptum Insurance Company Limited (no longer approved here)
FRN 203238
- SMF5 Head of Internal Audit (22 Dec 2020 to 28 Nov 2024)
R&Q Reinsurance Company (UK) Limited (no longer approved here)
FRN 202188
- [FCA CF] Significant management (26 Jun 2019 to 31 Mar 2025)
MARCO GAMMA LIMITED (no longer approved here)
FRN 202793
- SMF5 Head of Internal Audit (26 Jun 2019 to 4 Mar 2025)
- SIMF5 Head of Internal Audit Function (13 Dec 2016 to 9 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.