Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (10 Dec 2018 to 5 Feb 2020)
- SMF4 Chief Risk (10 Dec 2018 to 5 Feb 2020)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (28 Mar 2012 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
- CF1 Director (21 Nov 2003 to 6 Mar 2016)
- CF17 Significant Mgt (Other Business Operations) (14 Oct 2003 to 31 Oct 2007)
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- Responsible for Insurance Distribution (1 Oct 2018 to 22 Oct 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 22 Oct 2018)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 22 Oct 2018)
- CF8 Apportionment and Oversight (5 Jul 2012 to 6 Mar 2016)
- CF3 Chief Executive (8 Jun 2012 to 6 Mar 2016)
- Responsible for Insurance Mediation (30 Sep 2011 to 30 Sep 2018)
- CF1 Director (30 Sep 2011 to 6 Mar 2016)
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- Responsible for Insurance Distribution (1 Oct 2018 to 22 Oct 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 22 Oct 2018)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 22 Oct 2018)
- CF8 Apportionment and Oversight (10 Jul 2012 to 6 Mar 2016)
- CF3 Chief Executive (13 Jun 2012 to 6 Mar 2016)
- Responsible for Insurance Mediation (12 Apr 2012 to 30 Sep 2018)
- CF1 Director (18 Sep 2007 to 6 Mar 2016)
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- CF1 Director (15 Jun 2017 to 13 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.