Optio Underwriting Ltd

Date authorised
27 January 2022
Companies House
09524616
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    1 Minster Court
    Mincing Lane
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4402038489088
    Web
    https://www.optiogroup.com

  • Complaints Contact

    10th Floor
    1 Minster Court
    Mincing Lane
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +442038489083

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Rickett

    IRN AXR00336

    • CF1 Director (AR) (28 Sep 2022 to 31 Dec 2023)
  • Alec Norman Goodair

    IRN ANG01063

    • CF1 Director (AR) (since 16 Mar 2022)
  • Alex Smith

    IRN AXS04746

    • [FCA CF] Significant management (since 1 Apr 2024)
  • Andrew Stuart Graham

    IRN ASG01121

    • CF1 Director (AR) (since 22 Apr 2022)
    • SMF3 Executive Director (16 Jan 2023 to 30 Jan 2025)
  • Angus Bailey

    IRN AXB01191

    • [FCA CF] Significant management (since 19 Mar 2024)
    • SMF3 Executive Director (29 Sep 2023 to 18 Mar 2024)
    • [FCA CF] Significant management (15 Sep 2020 to 29 Sep 2023)
  • Anil Aggarwal

    IRN AXA01325

    • [FCA CF] Significant management (since 29 Oct 2024)
  • Ankur Goenka

    IRN AXG00623

    • [FCA CF] Significant management (since 12 Jun 2024)
  • Asher Smith

    IRN AXS00638

    • [FCA CF] CASS oversight function (21 Sep 2022 to 3 Jul 2023)
  • Ben Wilson

    IRN BXW00221

    • [FCA CF] Significant management (since 1 May 2024)
  • Carlos Nunes

    IRN CXN00236

    • [FCA CF] Significant management (since 14 Nov 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.