Date authorised
27 January 2022
Companies House
09524616
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    1 Minster Court
    Mincing Lane
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4402038489088
  • Complaints Contact

    10th Floor
    1 Minster Court
    Mincing Lane
    London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +442038489083

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Delande

    IRN DXD00308

    • [FCA CF] Significant management (20 May 2020 to 22 Sep 2023)
  • David Peter Robinson

    IRN DPR01085

    • CF3 Chief Executive (AR) (29 Sep 2022 to 15 Apr 2024)
    • CF1 Director (AR) (9 Sep 2022 to 15 Apr 2024)
    • SMF1 Chief Executive (29 Apr 2022 to 15 Apr 2024)
    • Responsible for Insurance Distribution (29 Apr 2022 to 15 Apr 2024)
    • SMF3 Executive Director (29 Apr 2022 to 15 Apr 2024)
  • Deepak Soni

    IRN DXS57340

    • SMF3 Executive Director (since 5 Oct 2024)
    • Responsible for Insurance Distribution (since 5 Oct 2024)
    • SMF1 Chief Executive (since 5 Oct 2024)
  • Gary John Head

    IRN GJH01063

    • Responsible for Insurance Distribution (since 3 Mar 2025)
    • SMF3 Executive Director (since 3 Mar 2025)
  • Graham Bailey

    IRN GXB00526

    • [FCA CF] Significant management (since 18 Sep 2025)
  • Hannah Jean Greaves

    IRN HXG00116

    • SMF3 Executive Director (9 Jun 2022 to 30 Jan 2025)
  • Insiyah Yakubali Davenport

    IRN IYA01000

    • SMF3 Executive Director (since 21 Nov 2024)
    • SMF16 Compliance Oversight (since 21 Nov 2024)
  • Joanna Eilts

    IRN JXE00364

    • [FCA CF] Significant management (since 14 Nov 2024)
  • John Hopper

    IRN JXH03389

    • [FCA CF] Significant management (since 9 Apr 2026)
  • John Peter Michael Mawson

    IRN JPM01246

    • CF1 Director (AR) (19 Apr 2022 to 1 Jul 2022)
    • SMF3 Executive Director (27 Jan 2022 to 1 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.