Andrew Mark Parsons

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF10 Compliance Oversight (15 Jun 2012 to 4 Mar 2013)
    • CF11 Money Laundering Reporting (15 Jun 2012 to 31 Jan 2013)
    • CF28 Systems and controls (15 Jun 2012 to 1 Sep 2016)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF10 Compliance Oversight (15 Jun 2012 to 4 Mar 2013)
    • CF11 Money Laundering Reporting (15 Jun 2012 to 31 Jan 2013)
    • CF28 Systems and controls (15 Jun 2012 to 1 Sep 2016)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF10 Compliance Oversight (15 Jun 2012 to 4 Mar 2013)
    • CF11 Money Laundering Reporting (15 Jun 2012 to 31 Jan 2013)
    • CF28 Systems and controls (15 Jun 2012 to 1 Sep 2016)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF28 Systems and controls (1 Apr 2011 to 30 Mar 2012)
    • CF1 Director (AR) (22 Feb 2010 to 15 Sep 2010)
    • CF1 Director (5 Nov 2009 to 23 Mar 2011)
    • CF13 Finance (25 Nov 2005 to 31 Oct 2007)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF28 Systems and controls (1 Apr 2011 to 30 Mar 2012)
    • CF1 Director (1 Apr 2011 to 30 Mar 2012)
  • HEALTH AND PROTECTION SOLUTIONS LIMITED (no longer approved here)

    FRN 308189

    • CF2 Non Executive Director (22 Feb 2010 to 15 Sep 2010)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (5 Nov 2009 to 15 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 5 Nov 2009)
    • CF13 Finance (25 Nov 2005 to 31 Oct 2007)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF1 Director (5 Nov 2009 to 15 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 5 Nov 2009)
    • CF13 Finance (4 Jun 2007 to 31 Oct 2007)
  • AXA SERVICES LIMITED (no longer approved here)

    FRN 456828

    • CF28 Systems and controls (9 May 2008 to 25 May 2010)
  • BBPS Limited (no longer approved here)

    FRN 307079

    • CF2 Non Executive Director (9 Nov 2007 to 15 Sep 2010)
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Recent activity

Updates to this individual's record on the FCA register.

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