WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Alexander Miller

  IRN IAM01071

  • [FCA CF] Client dealing (10 Feb 2023 to 28 Jun 2024)
  • [FCA CF] Functions requiring qualifications (10 Feb 2023 to 28 Jun 2024)
• Ian Chetwynd

  IRN IXC00054

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2023)
  • [FCA CF] Client dealing (21 Jul 2023 to 11 Oct 2023)
• Ian David Black

  IRN IDB01066

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • [FCA CF] Client dealing (since 1 Jun 2023)
• Ian Geoffrey Barlow

  IRN IXB58106

  • [FCA CF] Functions requiring qualifications (29 Jun 2023 to 19 Feb 2025)
  • [FCA CF] Client dealing (29 Jun 2023 to 19 Feb 2025)
• Ian Jeffrey Skinner

  IRN IJS01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
  • [FCA CF] Client dealing (since 28 Nov 2025)
• Ian Michael Reddish

  IRN IMR00010

  • CF30 Customer (18 Sep 2018 to 2 Jan 2019)
• Ian Robert Brookes

  IRN IRB01041

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
• Ian Roger Ward

  IRN IRW00026

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Ian Russell

  IRN IXR00090

  • [FCA CF] Client dealing (20 Jul 2023 to 10 May 2024)
• Ian Stuart Darby

  IRN ISD01011

  • SMF9 Chair of the Governing Body (14 Jul 2020 to 27 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 27 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 11 Oct 2023)
  • Responsible for Insurance Mediation (15 Jun 2016 to 11 Nov 2016)
  • CF3 Chief Executive (23 Sep 2015 to 11 Nov 2016)
  • CF1 Director (2 Mar 2015 to 8 Dec 2019)
  • CF29 Significant management (2 Mar 2015 to 11 Nov 2016)

No changes recorded yet.