WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Wallace Halley

  IRN IWH01012

  • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 Feb 2022)
  • CF3 Chief Executive (11 Nov 2016 to 8 Dec 2019)
  • CF1 Director (11 Nov 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 Nov 2016 to 30 Sep 2018)
• Ian Weatherhead

  IRN IXW00025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
• Indoo Gordon

  IRN IXP00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
  • [FCA CF] Client dealing (since 15 Nov 2022)
• Jackie Cameron

  IRN JXC03244

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • [FCA CF] Client dealing (since 2 Jun 2025)
• Jacob Brown

  IRN JXB00397

  • [FCA CF] Client dealing (4 Jan 2022 to 20 May 2022)
  • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 20 May 2022)
• Jacob Wright

  IRN JXW09055

  • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 24 Dec 2022)
  • [FCA CF] Client dealing (14 Mar 2022 to 24 Dec 2022)
• Jacqueline Coyne

  IRN JXC01566

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Aug 2021)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Jacqueline Louise Smith

  IRN JLM00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Oct 2024)
  • [FCA CF] Client dealing (since 30 Oct 2024)
• Jade Shearman

  IRN JXS00539

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
• Jake Houlahan

  IRN JXH18358

  • [FCA CF] Client dealing (1 Mar 2022 to 30 May 2022)

No changes recorded yet.