Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (1 Nov 2007 to 21 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.