Ian Weatherhead

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 31 Aug 2021)
    • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 31 Aug 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (2 Jul 2020 to 27 Nov 2020)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 27 Nov 2020)
    • CF30 Customer (14 Sep 2015 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 May 2012 to 27 Feb 2014)
  • Roseberry Financial Limited (no longer approved here)

    FRN 492897

    • (2)Employed By (4 May 2012 to 27 Feb 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (13 Oct 2004 to 29 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.