Ian Robert Brookes

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
    • [FCA CF] Client dealing (since 27 Feb 2023)
  • Herbert & Webster Ltd (no longer approved here)

    FRN 528384

    • [FCA CF] Client dealing (3 Dec 2020 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 3 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (12 Apr 2016 to 2 Jan 2019)
  • Critchleys Financial Planning LLP (no longer approved here)

    FRN 743653

    • Employed By (12 Apr 2016 to 2 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.