Ian Roger Ward

• Fairstone Financial Management Limited

  FRN 475973

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
  • [FCA CF] Client dealing (since 10 Jul 2023)
• WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 665653

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (5 Jul 2010 to 16 Sep 2010)
  • CF21 Investment Adviser (24 Sep 2003 to 15 Oct 2005)
  • CF22 Investment Adviser (Trainee) (5 Aug 2002 to 24 Sep 2003)
• West Bromwich Financial Planning Ltd (no longer approved here)

  FRN 452555

  • Employed By (5 Jul 2010 to 8 Nov 2013)
• Community Bank Financial Services Ltd (no longer approved here)

  FRN 452172

  • Employed By (16 Feb 2010 to 20 May 2010)
• Birmingham Midshires Financial Services Limited (no longer approved here)

  FRN 169484

  • Employed By (25 Jul 2007 to 31 Dec 2008)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF21 Investment Adviser (24 Sep 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (5 Aug 2002 to 24 Sep 2003)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)

No changes recorded yet.