WPS ADVISORY Ltd

• Principal Place of Business

  W P S Advisory Ltd

  Suite A, 5th Floor

  West One

  Forth Banks

  Newcastle Upon Tyne

  NE1 3PA

  UNITED KINGDOM

  Phone

  +441332220777

  Web

  https://www.wpsadvisory.com

• Complaints Contact

  W P S Advisory Ltd

  West One

  Forth Banks

  Newcastle Upon Tyne

  NE1 3PA

  UNITED KINGDOM

  Phone

  +441332220777

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Melanie Louise Storer

  IRN MXA00039

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (17 Apr 2018 to 8 Dec 2019)
• Michael David Hill

  IRN MDH00031

  • CF30 Customer (18 Apr 2018 to 19 Nov 2019)
• Michael Robert Beardsley

  IRN MRB01101

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
  • CF30 Customer (18 Apr 2018 to 8 Dec 2019)
• Natalie Claire Oliver

  IRN NXO00071

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
• Neil Douglas Shepherd

  IRN NDS00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Nicholas Davies

  IRN NAD01073

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (30 Oct 2017 to 15 May 2019)
• Nicholas Peter Venn

  IRN NPV00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2020)
  • CF30 Customer (17 Oct 2017 to 8 Dec 2019)
• Nicola Briggs

  IRN NXJ01139

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
  • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
• Paul Jonathan Ward

  IRN PJW00017

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
  • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
• Paul Martin Butler

  IRN PMB00016

  • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2020)
  • SMF24 Chief Operations (9 Dec 2019 to 10 Jun 2020)
  • SMF5 Head of Internal Audit (9 Dec 2019 to 10 Jun 2020)
  • CF1 Director (12 Sep 2018 to 8 Dec 2019)

No changes recorded yet.