Nicholas Davies

• Saltus Partnership Limited

  FRN 554381

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • [FCA CF] Client dealing (since 1 Nov 2025)
• TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

  FRN 230342

  • [FCA CF] Client dealing (10 May 2023 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (10 May 2023 to 13 Mar 2026)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • Appointed representative dealing with clients for which they require qualification (8 Apr 2020 to 28 Apr 2023)
  • CF30 Customer (8 Apr 2020 to 28 Apr 2023)
• Alexander House Financial Planning Limited (no longer approved here)

  FRN 791612

  • (18)Employed By (8 Apr 2020 to 28 Apr 2023)
• WPS ADVISORY Ltd (no longer approved here)

  FRN 624546

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (30 Oct 2017 to 15 May 2019)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (24 Oct 2014 to 18 Dec 2015)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (552)Employed By (24 Oct 2014 to 18 Dec 2015)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (18 Dec 2013 to 14 Jul 2014)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF1 Director (AR) (2 Sep 2010 to 13 Sep 2012)
  • CF30 Customer (2 Sep 2010 to 13 Sep 2012)
• S21 Financial Ltd (no longer approved here)

  FRN 530270

  • Employed By (2 Sep 2010 to 13 Sep 2012)

No changes recorded yet.