Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (17 Apr 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (12 May 2015 to 13 Jul 2016)
  • HFB Financial Planning Ltd (no longer approved here)

    FRN 608731

    • (3)Employed By (5 May 2015 to 13 Jul 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 May 2012)
    • CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 21 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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