Nicholas Peter Venn

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2020)
    • CF30 Customer (17 Oct 2017 to 8 Dec 2019)
  • Castlegate Financial Management Limited (no longer approved here)

    FRN 169777

    • CF30 Customer (1 Nov 2007 to 13 Oct 2008)
    • CF24 Pension Transfer Specialist (10 Jan 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (20 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2002 to 20 May 2002)
  • Castlegate Southern Ltd (no longer approved here)

    FRN 192051

    • Employed By (4 Jan 2002 to 13 Oct 2008)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • Ivory Financial Advisors Limited (no longer approved here)

    FRN 185145

    • Employed By (27 Jul 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.