Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
    • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
  • GEE 7 WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 455935

    • CF30 Customer (6 Jan 2014 to 31 Jul 2015)
  • Roger T Hulme Limited (no longer approved here)

    FRN 149922

    • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.