GEE 7 WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  2 Charlesworth Court

  Knights Way

  Battlefield Enterprise Park

  Shrewsbury

  Shropshire

  SY1 3AB

  UNITED KINGDOM

  Phone

  +4401743450911

  Web

  https://www.gee7.co.uk

• Complaints Contact

  2 Charlesworth Court

  Knights Way

  Battlefield Enterprise Park

  Shrewsbury

  Shropshire

  SY1 3AB

  UNITED KINGDOM

  Phone

  +4401743450911

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alfred Jack Cheal Pardoe

  IRN AXP00715

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2022)
• Alistair George McLean

  IRN AXM01520

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
  • [FCA CF] Client dealing (since 6 Feb 2023)
• Charlotte Hancock

  IRN CXH00999

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2026)
• David Jamieson

  IRN DXJ07442

  • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
• Gillian Cheal

  IRN GXC01403

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jan 2020 to 1 Jun 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2023)
  • CF10 Compliance Oversight (29 May 2014 to 8 Dec 2019)
• Ian Donald McLean

  IRN IDM00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Jun 2011 to 8 Dec 2019)
• Jennifer Susan Storrow

  IRN JXS00016

  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
  • Responsibility for MCD Intermediation (29 Apr 2016 to 1 Nov 2019)
  • CF30 Customer (1 Nov 2007 to 1 Nov 2019)
  • CF10 Compliance Oversight (17 Oct 2006 to 20 Jun 2014)
  • CF11 Money Laundering Reporting (17 Oct 2006 to 1 Nov 2019)
  • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (17 Oct 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (17 Oct 2006 to 30 Sep 2018)
  • CF1 Director (17 Oct 2006 to 1 Nov 2019)
• John Kenneth Bumford

  IRN JKB00001

  • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
  • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (17 Oct 2006 to 31 Oct 2007)
• Jonathan Francis Breakell

  IRN JXB00773

  • [FCA CF] Significant management (since 1 Jun 2021)
• Jonathan Francis Pardoe

  IRN JFP00004

  • Responsibility for MCD Intermediation (29 Jan 2020 to 1 Jan 2023)
  • Responsible for Insurance Distribution (29 Jan 2020 to 1 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
  • CF1 Director (1 May 2012 to 8 Dec 2019)

No changes recorded yet.