Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GEE 7 WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 455935

    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
    • Responsibility for MCD Intermediation (29 Apr 2016 to 1 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2019)
    • CF11 Money Laundering Reporting (17 Oct 2006 to 1 Nov 2019)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Oct 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (17 Oct 2006 to 30 Sep 2018)
    • CF1 Director (17 Oct 2006 to 1 Nov 2019)
    • CF10 Compliance Oversight (17 Oct 2006 to 20 Jun 2014)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF1 Director (AR) (22 Feb 2005 to 27 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2006)
  • R E Gee & Co Ltd (no longer approved here)

    FRN 425675

    • Employed By (22 Feb 2005 to 27 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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