Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2019)
- Responsibility for MCD Intermediation (29 Apr 2016 to 1 Nov 2019)
- CF30 Customer (1 Nov 2007 to 1 Nov 2019)
- CF11 Money Laundering Reporting (17 Oct 2006 to 1 Nov 2019)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (17 Oct 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (17 Oct 2006 to 30 Sep 2018)
- CF1 Director (17 Oct 2006 to 1 Nov 2019)
- CF10 Compliance Oversight (17 Oct 2006 to 20 Jun 2014)
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- CF1 Director (AR) (22 Feb 2005 to 27 Oct 2006)
- CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2006)
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- Employed By (22 Feb 2005 to 27 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.