GEE 7 WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  2 Charlesworth Court

  Knights Way

  Battlefield Enterprise Park

  Shrewsbury

  Shropshire

  SY1 3AB

  UNITED KINGDOM

  Phone

  +4401743450911

  Web

  https://www.gee7.co.uk

• Complaints Contact

  2 Charlesworth Court

  Knights Way

  Battlefield Enterprise Park

  Shrewsbury

  Shropshire

  SY1 3AB

  UNITED KINGDOM

  Phone

  +4401743450911

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katherine Brookstein

  IRN KXB02019

  • CF1 Director (8 Apr 2016 to 10 Mar 2017)
• Laura Kelly Stone

  IRN LXS00290

  • [FCA CF] Functions requiring qualifications (5 Jul 2021 to 21 Mar 2022)
  • [FCA CF] Client dealing (5 Jul 2021 to 21 Mar 2022)
• Mansimran Singh Bains

  IRN MXB34742

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
• Mark Anthony Gunther Maryan

  IRN MAM00004

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Jul 2011 to 8 Dec 2019)
• Martin Darren Jones

  IRN MXJ11572

  • SMF16 Compliance Oversight (since 28 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2023)
  • Responsible for Insurance Distribution (since 15 Dec 2022)
  • SMF3 Executive Director (since 15 Dec 2022)
  • Responsibility for MCD Intermediation (since 15 Dec 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Martin Richard Cox

  IRN MRC00046

  • CF30 Customer (20 Jun 2011 to 17 Jan 2014)
• Michael Franks

  IRN MXF01882

  • CF30 Customer (22 May 2015 to 18 May 2018)
• Nigel Richard Walker

  IRN NRW00001

  • CF21 Investment Adviser (17 Oct 2006 to 26 Jun 2007)
• Paul Jonathan Ward

  IRN PJW00017

  • CF30 Customer (6 Jan 2014 to 31 Jul 2015)
• Richard Cooke

  IRN RBC01053

  • CF30 Customer (1 Feb 2008 to 19 Jun 2012)

No changes recorded yet.