Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 12 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
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- CF21 Investment Adviser (17 Oct 2006 to 26 Jun 2007)
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- CF21 Investment Adviser (17 Feb 2005 to 27 Oct 2006)
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- Employed By (17 Feb 2005 to 27 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.