Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2026)
  • GEE 7 WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 455935

    • CF21 Investment Adviser (17 Oct 2006 to 26 Jun 2007)
  • Berkeley Morgan Limited (no longer approved here)

    FRN 148577

    • CF21 Investment Adviser (17 Feb 2005 to 27 Oct 2006)
  • R E Gee & Co Ltd (no longer approved here)

    FRN 425675

    • Employed By (17 Feb 2005 to 27 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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