Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 28 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2023)
    • Responsibility for MCD Intermediation (since 15 Dec 2022)
    • Responsible for Insurance Distribution (since 15 Dec 2022)
    • SMF3 Executive Director (since 15 Dec 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Dec 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 6 Dec 2019)
    • CF1 Director (2 Oct 2019 to 8 Dec 2019)
    • (2)Employed By (since 5 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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