Nicola Briggs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BOWER RETIREMENT LIMITED (no longer approved here)

    FRN 451607

    • [FCA CF] Functions requiring qualifications (26 Jun 2023 to 14 Dec 2023)
    • [FCA CF] Client dealing (26 Jun 2023 to 14 Dec 2023)
  • GROVE PENSION SOLUTIONS LTD (no longer approved here)

    FRN 465051

    • [FCA CF] Client dealing (10 Feb 2023 to 11 May 2023)
    • [FCA CF] Functions requiring qualifications (14 Sep 2021 to 11 May 2023)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (2 Oct 2013 to 9 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.