WPS ADVISORY Ltd

• Principal Place of Business

  W P S Advisory Ltd

  Suite A, 5th Floor

  West One

  Forth Banks

  Newcastle Upon Tyne

  NE1 3PA

  UNITED KINGDOM

  Phone

  +441332220777

  Web

  https://www.wpsadvisory.com

• Complaints Contact

  W P S Advisory Ltd

  West One

  Forth Banks

  Newcastle Upon Tyne

  NE1 3PA

  UNITED KINGDOM

  Phone

  +441332220777

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kristofer Armstrong

  IRN KXA00171

  • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 28 Feb 2023)
• Lee Jennings

  IRN LKJ00004

  • CF30 Customer (31 Oct 2017 to 30 Apr 2018)
• Lesley Ibbetson

  IRN LXI00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
  • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
• Loraine Mary Sealey

  IRN LMR00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2024)
  • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
• Mark Priestley

  IRN MXP01439

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2020)
  • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
• Martin Winter

  IRN MXW00229

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2025)
  • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
• Matthew Broadhurst

  IRN MJB01614

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2020)
  • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
• Maxine O'Hanlon

  IRN MXM00262

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Nov 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF18 Other Overall Responsibility (3 Apr 2020 to 23 Sep 2024)
  • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
• Mei Glennon

  IRN MXG00612

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Jun 2025)
  • [FCA CF] Client dealing (since 27 Jun 2025)
• Melanie Kate Speak

  IRN MKS01055

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)

No changes recorded yet.