Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Jun 2025)
    • [FCA CF] Client dealing (since 27 Jun 2025)
  • ORCHARD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 229317

    • [FCA CF] Client dealing (16 May 2023 to 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (16 May 2023 to 28 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.