Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Jul 2024 to 13 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (15 May 2018 to 8 Dec 2019)
  • Delphic Financial Planning Limited (no longer approved here)

    FRN 486037

    • (11)Employed By (10 Jun 2024 to 13 Aug 2024)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • CF30 Customer (31 Oct 2017 to 30 Apr 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Dec 2010 to 15 Nov 2013)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (16 Sep 2008 to 1 Mar 2010)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF22 Investment Adviser (Trainee) (12 Jul 2004 to 10 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.