Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Jul 2024 to 13 Aug 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
- CF30 Customer (15 May 2018 to 8 Dec 2019)
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- (11)Employed By (10 Jun 2024 to 13 Aug 2024)
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- CF30 Customer (31 Oct 2017 to 30 Apr 2018)
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- CF30 Customer (30 Dec 2010 to 15 Nov 2013)
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- CF30 Customer (16 Sep 2008 to 1 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2008)
- CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (12 Jul 2004 to 10 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.