Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • WPS ADVISORY Ltd (no longer approved here)

    FRN 624546

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2025)
    • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (10 Nov 2014 to 11 Jun 2015)
  • Ernest Grant Ltd (no longer approved here)

    FRN 568558

    • (9)Employed By (4 Nov 2014 to 11 Jun 2015)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (4 Feb 2009 to 1 Oct 2013)
    • CF22 Investment Adviser (Trainee) (9 Aug 2005 to 8 Nov 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (2 Feb 2007 to 20 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Nov 2004 to 22 Jul 2005)
    • CF22 Investment Adviser (Trainee) (16 Jun 2004 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.