Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2025)
- CF30 Customer (31 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (10 Nov 2014 to 11 Jun 2015)
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- (9)Employed By (4 Nov 2014 to 11 Jun 2015)
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- CF30 Customer (4 Feb 2009 to 1 Oct 2013)
- CF22 Investment Adviser (Trainee) (9 Aug 2005 to 8 Nov 2006)
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- CF22 Investment Adviser (Trainee) (2 Feb 2007 to 20 Jul 2007)
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- CF21 Investment Adviser (26 Nov 2004 to 22 Jul 2005)
- CF22 Investment Adviser (Trainee) (16 Jun 2004 to 26 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.