Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (27 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.