Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WPS ADVISORY Ltd
FRN 624546
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 3 Jan 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (27 Jul 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.