Windmill Hill Asset Management Limited

• Principal Place of Business

  Windmill Hill Asset Management

  Windmill Hill

  Silk Street

  Waddesdon

  Aylesbury

  Buckinghamshire

  HP18 0JZ

  UNITED KINGDOM

  Phone

  +442038153100

• Complaints Contact

  Windmill Hill Asset Management

  Windmill Hill

  Silk Street

  Waddesdon

  Aylesbury

  Buckinghamshire

  HP18 0JZ

  UNITED KINGDOM

  Phone

  +442038153062

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Benjamin Monk Johnston

  IRN BMJ01035

  • CF1 Director (AR) (2 Jun 2015 to 17 Nov 2017)
  • CF3 Chief Executive (AR) (2 Jun 2015 to 17 Nov 2017)
• Benjamin Robert Legge

  IRN BRL01010

  • CF1 Director (10 Jan 2017 to 6 Aug 2019)
  • CF30 Customer (10 Jan 2017 to 6 Aug 2019)
  • CF27 Investment Management (26 May 2005 to 5 Apr 2007)
  • CF21 Investment Adviser (26 May 2005 to 5 Apr 2007)
• Caroline Victoria Agard Winnicott

  IRN CXW00311

  • CF1 Director (AR) (since 26 May 2021)
• Charles Andrew Hemphill

  IRN CAM01191

  • CF27 Investment Management (20 Jul 2006 to 12 Jan 2007)
  • CF21 Investment Adviser (20 Jul 2006 to 12 Jan 2007)
• Christopher Anton Eyssell

  IRN CAE01043

  • CF20 Significant Mgt (Settlements) (7 Apr 2006 to 3 Nov 2006)
  • CF17 Significant Mgt (Other Business Operations) (7 Apr 2006 to 3 Nov 2006)
• Craig Christian Armstrong

  IRN CCA01012

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 1 Nov 2007)
  • CF1 Director (AR) (4 Mar 2013 to 31 Mar 2026)
  • CF1 Director (13 Apr 2007 to 29 Feb 2016)
  • CF27 Investment Management (25 Aug 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
• Daniel Fadlun

  IRN DXF01258

  • CF1 Director (27 Nov 2013 to 1 Oct 2015)
  • CF30 Customer (27 Nov 2013 to 1 Oct 2015)
• Daniel Rosenfield

  IRN RXD01586

  • [FCA CF] Material risk taker (since 16 Jan 2023)
  • SMF9 Chair of the Governing Body (since 16 Jan 2023)
  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2022 to 16 Jan 2023)
• David Andrew Novak

  IRN DAN01029

  • Director of firm who is not a certification employee or a SMF manager (since 22 Sep 2025)
• David John Haysey

  IRN DJH01206

  • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
  • CF27 Investment Management (19 Sep 2005 to 31 Oct 2007)

• J Rothschild Services Limited

  FRN 593084 · Appointed 18 Dec 2012

No changes recorded yet.