Benjamin Robert Legge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Windmill Hill Asset Management Limited (no longer approved here)
FRN 186883
- CF30 Customer (10 Jan 2017 to 6 Aug 2019)
- CF1 Director (10 Jan 2017 to 6 Aug 2019)
- CF21 Investment Adviser (26 May 2005 to 5 Apr 2007)
- CF27 Investment Management (26 May 2005 to 5 Apr 2007)
J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 122691
- CF1 Director (16 Jun 2015 to 31 Dec 2016)
- CF30 Customer (16 Jun 2015 to 31 Dec 2016)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF27 Investment Management (20 Jan 2003 to 15 Oct 2004)
Invesco Asset Management Limited (no longer approved here)
FRN 122674
- CF27 Investment Management (1 Dec 2001 to 23 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.