J ROTHSCHILD CAPITAL MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alexander Bezugly
IRN AXB02094
- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
Andrew Mark Holloway
IRN AMH01210
- SMF3 Executive Director (15 Oct 2025 to 1 Dec 2025)
Andrew Stephen Bower Knight
IRN ASK01053
- CF2 Non Executive Director (8 Dec 2011 to 30 Sep 2013)
- CF1 Director (15 Sep 2008 to 1 Apr 2011)
Andrew William Jones
IRN AWJ01019
- SMF16 Compliance Oversight (11 May 2022 to 30 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 May 2022 to 30 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
- CF30 Customer (15 Mar 2013 to 21 Jul 2014)
- CF28 Systems and controls (16 Jun 2008 to 8 Dec 2019)
- CF1 Director (4 Apr 2008 to 8 Dec 2019)
Anthony Herbert Bloom
IRN AHB01031
- CF27 Investment Management (1 Dec 2001 to 9 Aug 2005)
Aron Peter Balas
IRN APB01202
- SMF3 Executive Director (14 Nov 2023 to 5 Jun 2024)
- [FCA CF] Client dealing (8 Mar 2022 to 5 Jun 2024)
- [FCA CF] Material risk taker (1 Jan 2020 to 8 Mar 2022)
Benjamin Robert Legge
IRN BRL01010
- CF30 Customer (16 Jun 2015 to 31 Dec 2016)
- CF1 Director (16 Jun 2015 to 31 Dec 2016)
Bertrand Biragnet
IRN BXB01093
- CF30 Customer (6 Jan 2012 to 1 Jul 2014)
Brian Rutherford
IRN BXR00090
- [FCA CF] Client dealing (8 Mar 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (1 Jan 2020 to 8 Mar 2022)
Calum Graham
IRN CJG01063
- CF30 Customer (29 Jul 2008 to 30 Sep 2008)

Smaller firms operating under this firm's FCA authorisation.

TGVS (UK) LLP (no longer appointed)
FRN 601027 · Appointed 15 May 2013 · Until 10 Jul 2023
Renshaw Bay LLP (no longer appointed)
FRN 551243 · Appointed 17 May 2011 · Until 25 Nov 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.