Andrew William Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 122691
- SMF16 Compliance Oversight (11 May 2022 to 30 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 May 2022 to 30 Jun 2025)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
- CF30 Customer (15 Mar 2013 to 21 Jul 2014)
- CF28 Systems and controls (16 Jun 2008 to 8 Dec 2019)
- CF1 Director (4 Apr 2008 to 8 Dec 2019)
Terra Firma Capital Partners Limited (no longer approved here)
FRN 208680
- (154)CF21 Investment Adviser (1 Feb 2002 to 21 Mar 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (154)CF21 Investment Adviser at Terra Firma Capital Partners Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.