Andrew Mark Holloway

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • SMF3 Executive Director (15 Oct 2025 to 1 Dec 2025)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • SMF2 Chief Finance (9 Dec 2019 to 25 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2025)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (8 Jan 2018 to 11 Jul 2018)
    • CF30 Customer (30 Oct 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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