Calum Graham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan SE (no longer approved here)
FRN 755066
- [FCA CF] Client dealing (22 Jan 2022 to 10 Jan 2023)
- [FCA CF] Functions requiring qualifications (22 Jan 2022 to 10 Jan 2023)
Cheyne Capital Management (UK) LLP (no longer approved here)
FRN 456864
- CF30 Customer (1 Sep 2012 to 30 Sep 2015)
- CF4 Partner (1 Sep 2012 to 30 Sep 2015)
J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 122691
- CF30 Customer (29 Jul 2008 to 30 Sep 2008)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF27 Investment Management (16 Jan 2007 to 2 Oct 2007)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF27 Investment Management (11 Oct 2004 to 2 Oct 2007)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF27 Investment Management (4 Jun 2004 to 2 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.