J ROTHSCHILD CAPITAL MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
02201053
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 St. James's Place
    London
    SW1A 1NR
    UNITED KINGDOM
    Phone
    +442074938111

  • Complaints Contact

    27 St. James's Place
    London
    SW1A 1NR
    UNITED KINGDOM
    Phone
    +442074938111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Wise

    IRN CJW01194

    • CF10a CASS Oversight function (1 Oct 2011 to 25 Sep 2012)
    • CF1 Director (10 Sep 2003 to 24 Nov 2011)
    • CF10 Compliance Oversight (10 Sep 2003 to 31 Dec 2006)
    • CF11 Money Laundering Reporting (10 Sep 2003 to 31 Dec 2006)
  • Colm Brendan Walls

    IRN CXW01198

    • CF1 Director (12 Mar 2008 to 31 Mar 2010)
  • Dahlia Judith Dana

    IRN DJD01109

    • CF30 Customer (1 Nov 2007 to 16 Nov 2012)
    • CF27 Investment Management (12 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
  • David John Haysey

    IRN DJH01206

    • CF30 Customer (1 Nov 2007 to 26 Jul 2013)
    • CF27 Investment Management (21 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (21 Nov 2005 to 31 Oct 2007)
    • CF1 Director (14 Sep 2005 to 26 Jul 2013)
  • David Neil Wood

    IRN DNW01006

    • CF1 Director (1 Dec 2001 to 10 Sep 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 10 Sep 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 10 Sep 2003)
  • Dharma Teja Ignacio Jayanti

    IRN DTJ01012

    • CF2 Non Executive Director (15 Oct 2012 to 30 Sep 2013)
  • Dominic Lewis Williams

    IRN DLW01074

    • CF10 Compliance Oversight (1 Jan 2007 to 8 Jul 2011)
    • CF11 Money Laundering Reporting (1 Jan 2007 to 8 Jul 2011)
  • Donal Francis Connon

    IRN DFC01032

    • CF28 Systems and controls (1 Nov 2007 to 16 Jun 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 16 Jun 2008)
  • Donald Stanton La Vigne

    IRN DSL01017

    • CF27 Investment Management (1 Dec 2001 to 1 Jul 2004)
  • Duncan William Allan Budge

    IRN DWB01084

    • CF2 Non Executive Director (19 Dec 2011 to 15 Oct 2012)
    • CF1 Director (1 Dec 2001 to 19 Dec 2011)
    • CF3 Chief Executive (1 Dec 2001 to 24 Nov 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • TGVS (UK) LLP (no longer appointed)

    FRN 601027 · Appointed 15 May 2013 · Until 10 Jul 2023

  • Renshaw Bay LLP (no longer appointed)

    FRN 551243 · Appointed 17 May 2011 · Until 25 Nov 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.