J ROTHSCHILD CAPITAL MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
27 St. James's PlaceLondonSW1A 1NRUNITED KINGDOM- Phone
- +442074938111
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Complaints Contact
27 St. James's PlaceLondonSW1A 1NRUNITED KINGDOM- Phone
- +442074938111
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Evan Mervyn Davies
IRN EMD01012
- CF2 Non Executive Director (15 Oct 2012 to 30 Sep 2013)
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FRANCESCO JONATHAN GOEDHUIS
IRN FJG01038
- SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Dec 2023)
- SMF1 Chief Executive (9 Dec 2019 to 27 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 27 Dec 2023)
- CF3 Chief Executive (17 Dec 2013 to 8 Dec 2019)
- CF30 Customer (1 Mar 2013 to 10 Jul 2023)
- CF1 Director (16 Dec 2011 to 8 Dec 2019)
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Fahad Iqbal Siddiqi
IRN FIS01007
- CF30 Customer (7 Mar 2013 to 8 Dec 2019)
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Frank Ducomble
IRN FXD01064
- [FCA CF] Client dealing (since 1 Jul 2024)
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Garret Sheridan
IRN GXS02005
- [FCA CF] Client dealing (8 Mar 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (1 Jan 2021 to 8 Mar 2022)
- CF30 Customer (21 Mar 2013 to 8 Dec 2019)
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Gary Joseph Croker
IRN GJC01164
- CF30 Customer (1 Mar 2013 to 18 Feb 2019)
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Graeme Richard Womack
IRN GRW01086
- CF10a CASS Oversight function (25 Sep 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Sep 2012 to 6 Dec 2019)
- CF10 Compliance Oversight (17 Sep 2012 to 6 Dec 2019)
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Graham Daniel Medley Thomas
IRN GDT01019
- CF3 Chief Executive (28 Aug 2012 to 17 Dec 2013)
- CF30 Customer (19 Dec 2011 to 21 Feb 2014)
- CF1 Director (19 Dec 2011 to 21 Feb 2014)
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Hannah Mary Rothschild
IRN HMR01044
- CF2 Non Executive Director (19 Apr 2012 to 30 Sep 2013)
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Hitesh Haria
IRN HXH01286
- [FCA CF] Client dealing (8 Mar 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (1 Jan 2020 to 8 Mar 2022)
- CF30 Customer (21 Mar 2013 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.