J ROTHSCHILD CAPITAL MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

James Amschel Victor Rothschild
IRN JAR01215
- CF2 Non Executive Director (7 Oct 2010 to 30 Sep 2013)
James Robert Marshall
IRN JRM01096
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (1 Jan 2021 to 8 Mar 2022)
- CF30 Customer (6 Feb 2009 to 8 Dec 2019)
James Ross
IRN JXR76126
- [FCA CF] Client dealing (6 Jun 2024 to 31 Mar 2025)
John Essex Cornish
IRN JEC01250
- CF2 Non Executive Director (15 Oct 2012 to 30 Sep 2013)
Jonathan Andrew Kestenbaum
IRN JAK01130
- SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2022)
- CF1 Director (16 Dec 2011 to 8 Dec 2019)
Joseph Charles Novarro
IRN JCN01018
- CF30 Customer (26 May 2011 to 24 Nov 2011)
Joseph Jerome Vale
IRN JJV01028
- CF30 Customer (5 Jul 2013 to 10 Jul 2023)
Karl Michael John Anthony Dannenbaum
IRN KXD00163
- [FCA CF] Client dealing (4 Mar 2024 to 31 Mar 2025)
Katie Elizabeth Thorpe
IRN KET01019
- CF1 Director (21 Jul 2010 to 24 Nov 2011)
Maggie Fanari
IRN MXF00508
- SMF3 Executive Director (since 14 Mar 2024)
- SMF1 Chief Executive (since 14 Mar 2024)
- SMF9 Chair of the Governing Body (since 14 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

TGVS (UK) LLP (no longer appointed)
FRN 601027 · Appointed 15 May 2013 · Until 10 Jul 2023
Renshaw Bay LLP (no longer appointed)
FRN 551243 · Appointed 17 May 2011 · Until 25 Nov 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.