Joseph Charles Novarro

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (3 Jun 2019 to 8 Jul 2019)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF30 Customer (26 May 2011 to 24 Nov 2011)
  • Renshaw Bay LLP (no longer approved here)

    FRN 551243

    • Employed By (26 May 2011 to 24 Nov 2011)
  • GSA Capital Partners LLP (no longer approved here)

    FRN 409768

    • CF3 Chief Executive (20 Nov 2009 to 11 May 2010)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 Oct 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (10 Oct 2005 to 21 Dec 2005)
    • CF4 Partner (10 Oct 2005 to 31 Jul 2010)
    • CF10 Compliance Oversight (10 Oct 2005 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.