Jonathan Andrew Kestenbaum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Windmill Hill Asset Management Limited

    FRN 186883

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (28 May 2013 to 8 Dec 2019)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • CF1 Director (16 Dec 2011 to 8 Dec 2019)
  • Nesta Investment Management LLP (no longer approved here)

    FRN 485167

    • CF4 Partner (30 Oct 2008 to 2 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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