Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • SMF1 Chief Executive (9 Dec 2019 to 27 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Dec 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Dec 2023)
    • CF3 Chief Executive (17 Dec 2013 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2013 to 10 Jul 2023)
    • CF1 Director (16 Dec 2011 to 8 Dec 2019)
  • TGVS (UK) LLP (no longer approved here)

    FRN 601027

    • Employed By (1 Jul 2013 to 10 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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